Alexander David Securities (ADS)

According to a statement released by the FCA on 29th April 2022, ADS has been subject to requirements, meaning it is not able to dispose of its assets without the regulator’s consent. Since 29th June 2020, ADS has been prohibited from undertaking any regulated activities.

Alexander David Securities (ADS) is an independent financial advisor firm located in London. ADS have now entered into liquidation after a number of complaints were brought against them.

According to a statement released by the FCA on 29th April 2022, ADS has been subject to requirements, meaning it is not able to dispose of its assets without the regulator’s consent. Since 29th June 2020, ADS has been prohibited from undertaking any regulated activities.

In the past, ADS was responsible for a number of Appointed Representatives, including St Pauls Marketing Limited and Templeton Securities Limited. These firms advised clients to transfer their previous pensions into Self Investment Personal Pensions (SIPP), once the SIPP was established, the clients were advised to open a stockbroking account.


After the stockbroking accounts had been set up, clients were persuaded to invest their retirement benefits in shares of a number of risky and unsuitable companies, including; Emmit plc, Eligere Investments plc, and Global Auto-Trade Group plc. St Pauls Marketing Limited and Templeton Securities Limited didn’t provide clear warnings about the risks involved.

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If you are a client of Alexander David Securities, you may have been mis-sold. To see if you have a claim, please fill in our contact form, and one of our advisors will be in touch.

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